| May 28, 2024

Compliance Analyst – New York

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Website Tikehau Capital

Role:

 

Working closely with the CCO, this role will be responsible for:

  • Reviewing and updating compliance policies and procedures;
  • Executing periodic compliance controls over the activities in the Americas;
  • Assisting with investment compliance;
  • Reviewing and approving of marketing materials;
  • Running conflict checks on investment opportunities;
  • Administrating the Firm’s Code of Ethics;
  • Coordinating and contributing to periodic compliance reporting.

 

Profile:

  • Degree in Finance, Economics, Business or relevant courses of study
  • 1-3 years of regulatory compliance experience with a US Registered Investment Adviser
  • Working knowledge of relevant federal securities laws and associated rules and regulatory positions thereunder
  • Ability to exercise discretion and make independent judgments on matters of significance
  • Strong presentation skills
  • Demonstrated professional integrity
  • Ability to work well in a fast-paced, small-team environment
  • Ability to work independently, multi-task, and prioritize effectively to hit deadlines

 

 

ID:0000047

To apply for this job please visit tikehau-capital-career.talentview.io.